Services

Financial planning services may include any one or all of the following:

  • Financial planning tax efficiency asset allocation software (patent pending)
  • Investment Insurance Design and Implementation
  • Risk Management & Insurance Services
  • Retirement Planning
  • Legacy and Estate Planning

We assist our advisors in the creation of customized portfolios of individual securities and model portfolios developed by many of the nation’s leading sub-advisors.

Through Elite Securities Wealth Services you have access to leading management companies that serve both large institutional accounts and individual private investors.  This includes the following organizations:

  • Taiber Kosmala & Associates, LLC (CRD#161703), Zega Financial, LLC (CRD#156803), Hodges Capital Management, Inc. (CRD#110080), Lear Investment Management (CRD#174119), Alpha DNA Investment Management (CRD#288198), Alpha Investment Management (CRD#107578), Brookmont Capital Management, LLC (CRD#145475), Canterbury Investment Management (CRD#125680) and Optimus Advisory Group (CRD #111239) among others. All disclosure information about these entities is available on the SEC’s public disclosure site, adviserinfo.sec.gov.

Accounts are managed to diversify client’s investments and may include various types of securities such as equity securities, Exchange Traded Funds (ETFs), mutual funds, corporate debt securities, commercial paper, certificates of deposit, municipal securities, and U.S. Government securities. Other types of investments may also be recommended where such investments are appropriate based on the client’s stated goals and objectives.

Investment transactions and custodial services will be provided by one of the following organizations:

  • Charles Schwab & Company, Inc., a division of The Charles Schwab Corporation (“Schwab”),
  • Apex Clearing Corporation (“Apex”)
  • TD Ameritrade Institutional, a division of TD Ameritrade Institutional, Inc. (“TD Ameritrade”).

Associated Persons of Elite Securities are also licensed as insurance agents and can provide analysis of and access to various insurance products, including life, health, disability, long-term care, and annuities among others.

Our firm and Associated Persons do not accept performance-based fees. Performance-based fees are based on a share of capital gains on or capital appreciation of the client’s assets.